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Securities eBooks

If you like Securities eBooks, then you'll love these top picks.
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  • Regulatorische Aspekte fondsbezogener Vertriebstätigkeiten in der Schweiz - Vom Anlagefondsgesetz zur heutigen Regulierung

    Selbst wenn die Regulierung fondsbezogener Vertriebstätigkeiten auf eine lange Geschichte zurückblickt, so ist bis heute oftmals unklar, in welchen Fällen eine regulierte fondsbezogene Vertriebstätigkeit vorliegt. Die Regulierung fondsbezogener Vertriebstätigkeit gilt als komplex und unübersichtlich. In diesem Werk wird das Schweizer Fondsrecht mit Fokus auf den fondsbezogenen ... Read more

    Free

  • Epistemologia serviciilor de informaţii

    Despre analogia existentă între aspectele epistemologice şi metodologice ale activităţii serviciilor de informaţii şi unele discipline ştiinţifice, pledând pentru o abordare mai ştiinţifică a procesului de culegere şi analiză de informaţii din cadrul ciclului de informaţii. Afirm că în prezent aspectele teoretice, ontologice şi epistemologice, în activitatea multor servicii de informaţii, sunt ... Read more

    Free

  • A wonderful world: Neue Möglichkeiten, neues Recht, neue Herausforderungen

    8. Tagung zu Private Equity - Tagungsband 2022

    Edited by Dieter Gericke ...
    Dieser 8. Band zu Private Equity ist ein Muss für (Rechts-)Berater und Akteure der Private Equity und Venture Capital-Welt. Die Beiträge decken Themen ab wie die neuen SPAC- und SPARKS- Möglichkeiten an der SIX Swiss Exchange, Investorenschutz bei Finanzierungsrunden, geeignete Incentive Strukturen, Risiken von Verwaltungsratsmandaten in Start-ups, DLT-Regulierung und Kryptowelt sowie die ... Read more

    Free

  • Rethinking Reserves in the Swiss Code of Obligations

    with special regard to Reserves based on the Articles of Association

    by Yvette Märki ...
    This work examines reserves in the recently revised Swiss Code of Obligations, which will enter into force 1 January 2023. The analysis focuses on their creation and dissolution, and distinguishes between reserves formed by the board and reserves formed by the general assembly. By focusing on an instrument in the banking sector, the reserves for general banking risks, this work investigates the ... Read more

    Free

  • Geltungsbereich des Kollektivanlagenrechts

    In der vorliegenden Publikation werden zentrale Unterstellungsfragen von Anlagegefässen unter das Kollektivanlagenrecht im Lichte der bundesgerichtlichen Rechtsprechung analysiert und besprochen. Hierbei liegt ein besonderer Fokus auf der FIDLEG/FINIG bedingten Teilrevision des KAG am 1. Januar 2020. Hinzu kommen die Neuerungen im Zusammenhang mit dem «Limited Qualified Investor Fund» sowie ... Read more

    Free

  • Princípio da Proteção da Confiança Legítima: Limite ao Estado Legislador

    Series series Estudos e Debates
    Resultado de sua pesquisa para obtenção do título de mestre em Direito Público pelo IDP, Marilene Carneiro Matos apresenta uma análise profunda sobre a possibilidade de o princípio da proteção da confiança configurar limites o poder de inovação do legislador. A obra foi dividida em três capítulos. O primeiro expõe instrumentais utilizados pelo ordenamento jurídico-constitucional brasileiro em ... Read more

    Free

  • Das Kollisionsrecht der internationalen Unternehmensübernahme

    Gegenstand der Dissertation ist eine umfassende Aufarbeitung der kollisionsrechtlichen Aspekte der internationalen Unternehmensübernahme. Der Autor behandelt die Frage, welches Vertrags-, Sachen-, Wertpapier-, Gesellschafts- und Aufsichtsrecht auf eine internationale Übernahme anwendbar ist. Diese einzelnen Rechtsgebiete werden einerseits separat aus kollisionsrechtlicher Sicht erläutert. ... Read more

    Free

  • Aktuelle Fragen zum schweizerischen und internationalen Kapitalmarktrecht

    17. Tagung zu Kapitalmarkt - Recht und Transaktionen - Tagungsband 2021

    Der vorliegende Tagungsband „Kapitalmarkt – Recht und Transaktionen“ legt den Schwerpunkt wie jedes Jahr auf aktuelle Entwicklungen im Finanz- und Kapitalmarktrecht unter besonderer Berücksichtigung von Transaktionen in diesem Bereich. Das Jahr 2021 stand noch immer unter dem Eindruck der Corona-Pandemie, war aber auch geprägt durch dynamische technologische Weiterentwicklung sowie die noch immer ... Read more

    Free

  • Conflict of interests in high-tech investment advisory

    What are the potential sources of conflict of interests in investment advisory services and how should the law design legal tools of retail investor protection? These are the questions addressed by this book, which explores the new legal challenges of investor protection in the context of digital investment platforms and genAI advisors. The author analyses the investor protection tools provided by ... Read more

    Free

  • Lombard Street

    A Description of the Money Market

    Bagehot was one of the first writers to describe and explain the world of international and corporate finance, banking, and money in understandable language. The book was in part a reaction to the 1866 collapse of Overend, Gurney and Company, located at 65 Lombard Street, from which the title draws its name. Bagehot’s description, and knowledge, is timeless and a must for anyone who wants to ... Read more

    $0.99 USD or Free with Kobo Plus

  • Yale Law Journal: Volume 123, Number 5 - March 2014

    The March 2014 issue of The Yale Law Journal features new articles and essays on law and legal theory by internationally recognized scholars. The contents for Volume 123, Number 5, include:Articles:The New Minimal Cities, Michelle Wilde AndersonThe Separation of Funds and Managers: A Theory of Investment Fund Structure and Regulation, John MorleyEssays:The Moral Impact Theory of Law, Mark ... Read more

    $0.99 USD or Free with Kobo Plus

  • The Federalist Papers

    The Federalist Papers were composed of essays written by three of the Constitution's framers and ratifiers: Alexander Hamilton, the first Secretary of the Treasury; John Jay, the first Chief Justice of the United States; and James Madison, father of the Constitution, author of the Bill of Rights, and fourth President of the United States. The series was published anonymously under the pen name ... Read more

    $0.99 USD

  • Stanford Law Review: Volume 64, Issue 6 - June 2012

    This June 2012 issue of the Stanford Law Review (the last for the academic year) contains studies of law, economics, and social policy by recognized scholars on diverse topics of interest to the academic and professional community. Contents for the issue include:"Beyond DOMA: Choice of State Law in Federal Statutes": William Baude"Does Shareholder Proxy Access Damage Share Value in Small Publicly ... Read more

    $1.99 USD or Free with Kobo Plus

  • Stanford Law Review: Volume 64, Issue 5 - May 2012

    Contents for this 5th issue of Stanford Law Review (May 2012) include:The City and the Private Right of Actionby Paul A. DillerSecurities Class Actions Against Foreign Issuersby Merritt B. FoxHow Much Should Judges Be Paid? An Empirical Study on the Effect of Judicial Pay on the State Benchby James M. Anderson & Eric HellandNote: How Congress Could Reduce Job Discrimination by Promoting Anonymous ... Read more

    $1.99 USD or Free with Kobo Plus

  • Como passar em concursos CESPE: direito previdenciário

    94 questões de direito previdenciário

    Series series Como passar em concursos CESPE
    Cada banca examinadora tem características próprias em relação aos seguintes aspectos: a) maneira de apresentar as perguntas, b) técnicas utilizadas para di cultar a resolução das questões, c) teses jurídicas preferidas, d) tipo de doutrina utilizada e e) temas preferidos, recorrentes e reputados mais importantes. Essa identidade é bem acentu- ada em se tratando do CESPE. Trata-se de uma ... Read more

    $1.99 USD or Free with Kobo Plus

  • Proposed Rules Governing Regulation Crowdfunding

    The JOBS Act has changed the financial landscape. Title II is for deals for less than $1 million. The SEC is still struggling with final rules. ... Read more

    $2.95 USD or Free with Kobo Plus

  • Investigação Criminal: Ensaios sobre a arte de investigar crimes

    O e-Book apresenta artigos escritos por Delegados de Polícia do Rio Grande do Sul que abordam temas relacionados à investigação criminal. Os assuntos abordados dizem respeito, especialmente, a: Funções constitucionais das polícias judiciárias; modernas técnicas de investigações e de repressão qualificada aos crimes e às inovações legislativas; e discussões inerentes à investigação criminal, frase ... Read more

    $2.99 USD or Free with Kobo Plus

  • The ICO Boom and Bubble: Unraveling the Tangled Web: The Deceptive Web: Warning Signs and Illusions of Legitimacy

    Rugpulls Unveiled: Untangling the Web of Deceit in Early Crypto, #2

    Series Book 2 - Rugpulls Unveiled: Untangling the Web of Deceit in Early Crypto
    Discover the Cryptocurrency Roller Coaster: Unveiling the Intricate World of "The ICO Boom and Bubble: Unraveling the Tangled Web"Brace yourself for a heart-pounding journey into the captivating, yet treacherous realm of cryptocurrencies! "The ICO Boom and Bubble: Unraveling the Tangled Web" is your front-row ticket to the thrilling highs, heart-wrenching lows, and invaluable insights of the ... Read more

    $2.99 USD or Free with Kobo Plus

  • Contenido mínimo del programa de formación específica de servicio de respuesta ante alarmas en seguridad privada

    by Castro Borja ...
    Ningún domicilio esta a salvo. Los amigos de lo ajeno no tienen fijación por ningún tipo de vivienda ni un modus operandi concreto, simplemente observan su entorno y entran en aquellas casas que parecen no estar habitadas. Este manual ofrece información para Facilitar al Vigilante de Seguridad la formación necesaria para desempeñar eficazmente los servicios de seguridad ante alarmas del servicio ... Read more

    $3.99 USD or Free with Kobo Plus

  • How to Know if Your Stockbroker Is Ripping You Off: And What You Can Do About It

    by Brian Lowe ...
    The author of this book went to war against the Wolf of Wall Street--and won.You opened your account to make you money. Your broker opened your account to make himself money. Has he promised more than he delivered? Has she guaranteed you a profit on a trade? Has he bought or sold stocks without telling you? Has she tried to talk you into day trading? If the answer to any of these questions is yes, ... Read more

    $3.99 USD or Free with Kobo Plus

  • Sicurezza in città: pratiche di controllo all’interno dello spazio urbano

    Sia all’interno del dibattito accademico che all’interno della retoricapolitica si discute molto di sicurezza urbana. Ciononostante,resta ancora da esplorare in che modo la “sicurezza urbana” possadifferenziarsi da altre forme di sicurezza. Questo volume serve aporre le basi per analisi e studi futuri che abbiano l’obiettivo specificodi comprendere se, e quando, i contesti cittadini influenzinoil ... Read more

    $4.99 USD

  • Protección de Datos Personales y garantía de los derechos digitales

    by castro Ángel ...
    La regulación del tratamiento de dichos datos se hace en la Ley Orgánica 3/2018, de 5 de diciembre, de Protección de Datos Personales y garantía de los derechos digitales , que adapta a su vez a nuestro ordenamiento jurídico las directivas europeas sobre la materia. Los derechos más importantes recogidas en dicha norma son los siguientes:a)Aquellas entidades, personas físicas o jurídicas, que ... Read more

    $4.99 USD or Free with Kobo Plus

  • Contenido mínimo del programa de formación específica de servicio de vigilancia con perros en seguridad privada

    by Pérez Borja ...
    El perro es la mascota por excelencia. Se le considera un fiel y buen amigo. Sin embargo, cuando nos planteamos la posibilidad de adquirir uno, tenemos que tener presente que además de encontrar un compañero al que ofrecer y del que recibir cariño, alegría, respeto y complicidad, la decisión incluye un alto grado de compromiso. Su educación y comportamiento pasa a ser responsabilidad directa del ... Read more

    $4.99 USD or Free with Kobo Plus

  • Guía-Temario formación en servicio de vigilancia en centros comerciales

    by Pizarro Santa ...
    Un centro comercial, shopping o mall es una construcción que consta de uno o varios edificios, por lo general de gran tamaño, que albergan servicios, locales y oficinas comerciales aglutinados en un espacio determinado concentrando mayor cantidad de clientes potenciales dentro del recinto.Un centro comercial está pensado como un espacio colectivo con distintas tiendas; además, incluye lugares de ... Read more

    $5.99 USD or Free with Kobo Plus